Risk and Compliance

Regulatory Intelligence in CoComply

CoComply maintains a continuously updated regulatory intelligence library covering FFIEC guidance, OCC bulletins, Federal Reserve SR Letters, FDIC Financial Institution Letters, and CFPB guidance relevant to data governance. Risk and Compliance teams use this library to assess emerging obligations and map them to program controls.

• Browse regulatory updates filtered by agency, topic, and effective date
• Map regulatory requirements to existing governance controls
• Identify gaps where new regulations require new controls or process changes
• Track compliance attestations against each applicable regulatory requirement
• Generate regulatory compliance matrices for examination response

Control Management

CoComply structures governance controls around five domains aligned to DCAM and DAMA frameworks: Data Strategy, Data Quality, Data Architecture, Data Operations, and Data Governance. Each control has an owner, a testing cadence, and a current effectiveness rating.

Examination Readiness

CoComply's exam readiness module helps Risk and Compliance teams prepare for regulatory examinations well in advance. It provides a structured pre-exam checklist, automated evidence gathering, and a mock examiner view that shows exactly what examiners will see when they review your governance program.

• Run readiness assessments against OCC Heightened Standards, SR 11-7, and BCBS 239
• Identify and remediate gaps before examination windows open
• Organize evidence by MRA category for efficient examiner response
• Track open MRAs and MRIAs with structured remediation plans

Reporting to Senior Management

Risk and Compliance teams can generate governance risk reports suitable for senior management and board-level audiences. These reports summarize the current risk posture, open issues, control effectiveness, and trend data in a format designed for non-technical audiences.